At a General Assembly Begun at Dover, in the Delaware State, ... the Following Acts Were Passed ..., 第 1 篇 |
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第 1 到 3 筆結果，共 55 筆
第 614 頁
(b) "Agent" means any individual other than a broker- dealer who represents a
broker-dealer or issuer in effecting or attempting to effect purchases or sales of
Securities. "Agent" does not include an individual who represents an issuer in ...
(b) "Agent" means any individual other than a broker- dealer who represents a
broker-dealer or issuer in effecting or attempting to effect purchases or sales of
Securities. "Agent" does not include an individual who represents an issuer in ...
第 640 頁
... infamous crime, or other crime involving moral turpitude; (4) is permanently or
temporarily enjoined by any court of competent jurisdiction from engaging in or
continuing any conduct or practice involving any aspect of the securities business
...
... infamous crime, or other crime involving moral turpitude; (4) is permanently or
temporarily enjoined by any court of competent jurisdiction from engaging in or
continuing any conduct or practice involving any aspect of the securities business
...
第 912 頁
held by the fiduciary or an agent for the fiduciary, shall be stored separately from
any other securities, except as provided hereafter in this section or in section
3311 of this title. (b) A bank or trust company may store together securities of the
...
held by the fiduciary or an agent for the fiduciary, shall be stored separately from
any other securities, except as provided hereafter in this section or in section
3311 of this title. (b) A bank or trust company may store together securities of the
...
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ACT TO AMEND agency alcoholic liquors AMEND CHAPTER Amend Section AMENDED BY HOUSE amount application Approved July Assembly assessment audiology authorized bonds broker-dealer Cape Henlopen Capital Outlay Castle County certificate Commissioner Contractual Services corporation Dela DELAWARE CODE RELATING Department Division Employer's Share enacted Ending June 30 entirety and substituting filing fiscal FORMERLY HOUSE BILL FORMERLY SENATE BILL funds Health Insurance hearing aids Henlopen Acres HOUSE AMENDMENT issued June 30 Kent County Laws of Delaware license lieu thereof limited partner ment ordinance paragraph partnership payment Pensions purchase purposes pursuant read as follows real property registration Rehoboth Beach Salaries and Wages School District Secretary securities Selbyville South Bethany speech pathology striking said section Subchapter subsection substituting in lieu Supplies and Materials thereof the following thereof the word tion Title 18 Title 29 TOTAL violation vote Wages of Employees ware Code WHEREAS Woodbridge School