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" ... issuer' means the person or persons performing the acts and assuming the duties of depositor or manager pursuant to the provisions of the trust or other agreement or instrument under which such securities are issued... "
Common Trust Funds--overlapping Responsibility and Conflict in Regulation ... - 第 41 頁
United States. Congress. House. Government Operations 著 - 1963 - 186 頁
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Decisions and Reports, 第 31 卷

United States. Securities and Exchange Commission - 1956 - 926 頁
...performing Hlmllar functions) or of the fixed, restricted mnnagement, or unit type, the term 'Issuer' means the person or persons performing the acts and assuming...Instrument under which such securities are Issued . . .". The term "Issuer" Is used In this opinion, except where the context otherwise requires. In...
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1933 - 1262 頁
...similar functions) or of the fixed, rustricled management, or unit type, tie term " issuer " means the person or persons performing the acts and assuming...instrument under which such securities are issued, and eicept that with respect to equipment-trust certificates or like securities, the •-nn " issuer...
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National securities exchange act 1934. Feb. 26-Apr. 5, 1934. 2 v

United States. Congress. Senate. Committee on Banking and Currency - 1934 - 1008 頁
...restricted management, or unit tyiic, the term " issuer" means the person or persons performing (he acts and assuming the duties of depositor or manager...instrument under which such securities are issued, and except that with respect to equipment-trust certificates or like securities, the term "issuer"...
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Stock Exchange Regulation. Hearing ... on H.R. 8720 ... Feb. 14 - Mar. 24, 1934

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 頁
...performing similar functions) or of the fixed, restricted management, or unit type, the term "issuer" means the person or persons performing the acts and assuming...instrument under which such securities are issued; and except that with respect to equipment-trust certificates or like securities, the term "issuer"...
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Stock Exchange Regulation: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 頁
...performing similar functions) or of the fixed, restricted management, or unit type, the term "issuer" means the person or persons performing the acts and assuming...instrument under which such securities are issued; and except that with respect to equipment-trust certificates or like securities, the term "issuer"...
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Stock Exchange Regulation: Hearing Before the Committee...seventy-third ...

United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 頁
...functions) of the fixed, restricted management, or unit type, the term issuer" shall mean the person performing the acts and assuming the duties of depositor...instrument under which such securities are issued; and except that in respect to equipment trust certificates or similar securities, the term "issuer"...
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Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - 1938 - 48 頁
...performing similar functions) or of the fixed, restricted management, or unit type, the term 'issuer' means the person or persons performing the acts and assuming...instrument under which such securities are issued; except that in the case of an unincorporated association which provides by its articles for limited...
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United States Code, 第 2 卷

United States - 2000 - 1216 頁
...performing similar functions) or of the fixed, restricted management, or unit type, the term "Issuer" means the person or persons performing the acts and assuming...instrument under which such securities are issued; except that in the case of an unincorporated association which provides by its articles for limited...
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United States Code, 第 2 卷

United States - 1953 - 1692 頁
...a board of directors or of the fixed, restricted management, or unit type, the term "Issuer" means uch conditions and limitations as the court considers...accordance with this chapter. (e) Consists of a mark which, and except that with respect to equipment-trust cetrificates or like securities, the term "issuer"...
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The Code of Federal Regulations of the United States of America

1989 - 820 頁
...a board of directors or of the fixed, restricted management, or unit type, the terms "issuer" means the person or persons performing the acts and assuming...instrument under which such securities are issued; and except that with respect to equipment-trust certificates or like securities, the term "issuer"...
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