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" ... necessary or appropriate in the public interest and consistent with the protection of investors and the purposes fairly intended by the policy and provisions of this title. "
Common Trust Funds: Overlapping Responsibility and Conflict in Regulation ... - 第 151 頁
United States. Congress. House. Committee on Government Operations 著 - 1963 - 186 頁
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Decisions and Reports, 第 11 卷

United States. Securities and Exchange Commission - 1945 - 1290 頁
...history •shows no abuses. For the reasons stated above, we are not able to find that the proposed exemption is "necessary or appropriate in the public...investors and the purposes fairly intended by the policy arid provisions of this title." The application for exemption from the provisions of Sections 10 (a),...
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Decisions of the Comptroller General of the United States, 第 71 卷

United States. General Accounting Office - 1922 - 640 頁
...person . . . from any provision or provisions of [the Act] or of any rule or regulation thereunder, if and to the extent that such exemption is necessary...intended by the policy and provisions of [the Act]. 15 USC § 80a-6(c). Pursuant to its determination that Flex-funds was not at fault for the late filing,...
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Annual Report of the SEC.

United States. Securities and Exchange Commission - 1963 - 1134 頁
...may exempt any person, security, or transaction from any provision of the Act if and to the extent such exemption is necessary or appropriate in the...intended by the policy and provisions of the Act. Other Sections, such as 6(d), 9(b), 10 (f), 17 (b), 17 (d), and 23 (c), contain specific provisions...
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Decisions and Reports

United States. Securities and Exchange Commission - 1956 - 1106 頁
...may conditionally or unconditionally exempt any person, security or transaction from any provision of the Act if and to the extent that such exemption...intended by the policy and provisions of the Act. Section 12(d)(3) prohibits the acquisition by an investment company of securities of a person who is...
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Decisions and Reports

United States. Securities and Exchange Commission - 1953 - 1172 頁
...companies.11 Section 6 (c) of the Act authorizes the Commission to grant exemption from any provision of the Act "if and to the extent that such exemption...purposes fairly intended by the policy and provisions of this title". At the time that the offer of substitution is being made the persons to whom the offer...
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Decisions and Reports, 第 9 卷

United States. Securities and Exchange Commission - 1943 - 1160 頁
...or transactions from any provision or provisions of this title or any rule or regulation thereunder, If and to the extent that such exemption Is necessary...purposes fairly Intended by the policy and provisions of this title. 9 SEC 1. C.-190 total book value of $826,097. Of this sum, $87,565 represented the market...
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Decisions and Reports, 第 28 卷

United States. Securities and Exchange Commission - 1955 - 1022 頁
...transactions, from any provision or provisions of this title or of any rule or regulation thereunder, if and to the extent that such exemption is necessary...purposes fairly intended by the policy and provisions of this tide. " 'Bankers Securities Corporation, et al., 24 SEC 398(1946); Bankers Securities Corporation,...
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Decisions and Reports, 第 35 卷

United States. Securities and Exchange Commission - 1957 - 756 頁
...transactions, from any provision or provisions of this title or of any rule, or regulation thereunder, if and to the extent that such exemption Is necessary...purposes fairly intended by the policy and provisions of this title." 35 SEC— IC — 40 1984 tinuous maturing and liquidation of American Annuity's outstanding...
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Decisions and Reports, 第 36 卷

United States. Securities and Exchange Commission - 1956 - 716 頁
...to be that of the holders of such company's outstanding securities (other than short-term paper)." extent that such exemption is necessary or appropriate...intended by the policy and provisions of the Act. Applicant's policy of investment in enterprises of a sort not generally eligible for investments or...
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Decisions and Reports, 第 25 卷

United States. Securities and Exchange Commission - 1953 - 828 頁
...transactions, from an; prorlslon or provisions of this title or of any rule or regulation thereunder if and to the extent that such exemption Is necessary...and the purposes fairly intended by the policy and provlsioni of this title." 25 8.BC units in its hands will assume the cost basis of the certificates...
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